2023-05-25 09:27:03
[딜사이트 한경석 기자] As a result of the on-site inspection by the Financial Supervisory Service of three securities firms handling CFDs, including Kiwoom Securities, an executive in charge of CFD trading and an executive in charge of Societe General (SG) Securities sold a large amount of certain stocks before the order price plummeted. caught
On the 25th, the Financial Supervisory Service announced that it began inspecting Kiwoom Securities on the 3rd of this month in relation to the plunge in stock prices issued by SG Securities, and is expanding the inspection to other CFD-handling securities companies. The Financial Supervisory Service originally planned to complete the inspection in May, but it plans to extend the period to complete the inspection in June for a closer inspection on alleged violations. The securities companies subject to inspection are ▲Kiwoom Securities ▲Kyobo Securities ▲Hana Securities.
According to the investigation by the Financial Supervisory Service, it was found that the executive in charge of CFD of A Securities Company had a foreign securities company, which is the counterparty of the transaction, transfer the marketing money that should go to A Securities Company in relation to CFD business to a domestic CFD trading system developer. In addition, cases where a foreign securities company paid a large amount of commission to a CFD trading system developer have been confirmed, and the details of the payment are being investigated. Regarding this, the Financial Supervisory Service said, “We also provided reference materials for the investigation to the prosecution as additional investigation was necessary.”
In addition, in the process of checking the trading details of the eight stocks (Samchully, Seoul Gas, Daesung Holdings, Sebang, Daol Investment & Securities, Harim Holdings, Daou Data, Sunkwang) whose stock prices plummeted on the 24th of last month, not only Kiwoom Securities executives but also a number of It was also confirmed that a large seller intensively sold a large amount of a particular stock before the stock price plunged.
An official from the Financial Supervisory Service said, “We cannot reveal the location of the securities companies mentioned in the inspection results.” He added, “We plan to take stern measures once morest the violations confirmed as a result of the inspection, and notify the prosecution of areas that require investigation.”
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