EQS Voting Rights Announcement: IMMOFINANZ AG
IMMOFINANZ AG: Release according to Article 135, Section 2 BörseG with the
objective of Europe-wide distribution
31.03.2023 / 17:19 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
London, 30.3.2023
Overview
1. Issuer: IMMOFINANZ AG
2. Reason for the notification: Acquisition or disposal of financial/other
instruments
3. Person subject to notification obligation
Klaus Umek
4. Name of shareholder(s): Klaus Umek, Petrus Advisers Investments Fund
L.P., UI Petrus Advisers Special Situations Fund UCITS
5. Date on which the threshold was crossed or reached: 28.3.2023
6. Total positions
% of voting rights
% of voting through Total number
rights financial/other Total of voting
attached to instruments (7.B.1 + of both rights of
shares (7.A) 7.B.2) in % issuer
(7.A +
7.B)
Resulting situation
on the date on 1,19 % 2,87 % 4,06 % 138 669 711
which threshold was
crossed / reached
Position of
previous 0,00 % 0,00 % 0,00 %
notification (if
applicable)
Details
7. Notified details of the resulting situation:
A: Voting rights attached to shares
ISIN Code Number of voting rights % of voting rights
Direct Indirect Direct Indirect
(Sec 130 BörseG (Sec 133 BörseG (Sec 130 (Sec 133
2018) 2018) BörseG 2018) BörseG
2018)
AT0000A21KS2 360 303 1 287 938 0,26 % 0,93 %
SUBTOTAL A 1 648 241 1,19 %
B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1
BörseG 2018
Type of Expiration Date Exercise Number of voting % of
instrument Period rights that may voting
be rights
acquired if the
instrument is
exercised
Call Option April 2023 – December Anytime 3 986 400 2,87 %
2023
SUBTOTAL B.1 3 986 400 2,87 %
B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2
BörseG 2018
Type of Expiration Exercise Physical / Number % of
instrument Date Period Cash of voting
Settlement voting rights
rights
SUBTOTAL B.2
8. Information in relation to the person subject to the notification
obligation:
☐ Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer.
☒ Full chain of controlled undertakings through which the voting rights
and/or the financial/other instruments are effectively held starting with
the ultimate controlling natural person or legal entity:
Directly Shares held Financial/other Total
No. Name controlled by directly instruments held of both
No. (%) directly (%) (%)
1 Klaus Umek
2 Petrus Advisers 1
Ltd.
Petrus Advisers
3 Investments General 2
Partner Inc.
Petrus Advisers
4 Investments Fund 3
L.P.
9. In case of proxy voting
Date of general meeting: –
Voting rights following general meeting: – is equivalent to – voting rights.
10. Sonstige Kommentare:
The numbers included in items 7.A and 7.B.1 contain voting rights from
279,356 shares and from 900,000 long call options held by UI Petrus
Advisers Special Situations Fund UCITS. These voting rights have been
included in this notification for full transparency only. Neither is UI
Petrus Advisers Special Situations Fund UCITS directly or indirectly
controlled by Klaus Umek / Petrus Advisers Ltd, nor can Klaus Umek /
Petrus Advisers Ltd. exercise such voting rights in their discretion.
Rather, Klaus Umek / Petrus Advisers Ltd can only issue recommendations on
how to vote such voting rights.
London am 30.3.2023
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31.03.2023 CET/CEST
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Language: English
Company: IMMOFINANZ AG
Wienerbergstraße 9
1100 Vienna
Austria
Internet:
1598807 31.03.2023 CET/CEST
